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(State or other jurisdiction of
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(Commission
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(IRS Employer
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incorporation or organization)
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File Number)
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Identification Number)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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ITEM 1.01. |
ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
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ITEM 9.01. |
FINANCIAL STATEMENTS AND EXHIBITS.
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Exhibit
Number
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Description
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2.1*
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Amended and Restated Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger
Sub, LLC and, for the limited purposes set forth therein, BlackRock Capital Investment Advisors, LLC and Tennenbaum Capital Partners, LLC, dated as of January 10, 2024
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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BLACKROCK CAPITAL INVESTMENT
CORPORATION
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Date: January 11, 2024
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By:
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/s/ James E. Keenan
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Name: James E. Keenan
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Title: Interim Chief Executive Officer and Chairman of the Board
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By:
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/s/ Chip Holladay
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Name: Chip Holladay
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Title: Interim Chief Financial Officer and Treasurer
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ARTICLE I
THE MERGER
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ARTICLE II
MERGER CONSIDERATION
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ARTICLE III
REPRESENTATIONS AND WARRANTIES OF BCIC
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ARTICLE IV
REPRESENTATIONS AND WARRANTIES OF TCPC
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ARTICLE V
REPRESENTATIONS AND WARRANTIES OF THE ADVISORS
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ARTICLE VI
COVENANTS RELATING TO CONDUCT OF BUSINESS
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ARTICLE VII
ADDITIONAL AGREEMENTS
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ARTICLE VIII
CONDITIONS PRECEDENT
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ARTICLE IX
TERMINATION AND AMENDMENT
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ARTICLE X
CERTAIN DEFINITIONS
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ARTICLE XI
GENERAL PROVISIONS
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If to BCIC, to:
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BlackRock Capital Investment Corp.
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50 Hudson Yards
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New York, NY 10001
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Attention:
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Laurence Paredes
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Email:
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laurence.paredes@blackrock.com
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with a copy, which will not constitute notice, to:
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Vedder Price PC
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222 North LaSalle Street
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Suite 2600
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Chicago, Illinois 60601
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Attention:
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Bruce Rosenblum
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Deborah B. Eades
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Email:
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brosenblum@vedderprice.com
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deades@vedderprice.com
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If to TCPC or Merger Sub, to:
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BlackRock TCP Capital Corp.
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2951 28th Street, Suite 1000
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Santa Monica, CA 90405,
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Attention:
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CEO
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with a copy, which will not constitute notice, to:
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Dechert LLP
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1900 K Street NW
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Washington DC, United States 20006-1110
|
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Attention:
|
| |
Harry Pangas
|
| ||
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Eric Siegel
|
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Email:
|
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harry.pangas@dechert.com
|
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eric.siegel@dechert.com
|
| ||
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If to TCP, to:
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Tennenbaum Capital Partners, LLC
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2951 28th Street, Suite 1000
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Santa Monica, CA 90405
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| |||||
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|
| |
Attention:
|
| |
Rajneesh Vig, Managing Director
|
| ||
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|
| |
If to BCIA, to:
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|
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BlackRock Capital Investment Advisors, LLC
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50 Hudson Yards
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|
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New York, NY 10001
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| |||||
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| |
Attention:
|
| |
Laurence Paredes
|
| ||
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| |
|
| |
Email:
|
| |
laurence.paredes@blackrock.com
|
| ||
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| |
|
| ||
|
| |
In the case of TCP or BCIA, with a copy, which will not constitute notice, to:
|
| ||||||||
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| ||
|
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|
| |
Skadden, Arps, Slate, Meagher & Flom LLP
|
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|
| |
One Manhattan West
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|
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|
| |
New York, New York, United States
|
| |||||
|
| |
|
| |
10001-8602
|
| |||||
|
| |
|
| |
Attention:
|
| |
David Hepp
|
| ||
|
| |
|
| |
|
| |
Michael Hoffman
|
| ||
|
| |
|
| |
|
| |
Matthew Collin
|
| ||
|
| |
|
| |
Email:
|
| |
david.hepp@skadden.com
|
| ||
|
| |
|
| |
|
| |
michael.hoffman@skadden.com
|
| ||
|
| |
|
| |
|
| |
matthew.collin@skadden.com
|
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|
| |
BCIC:
|
||||||
|
| |
|
| |||||
|
| |
BLACKROCK CAPITAL INVESTMENT CORPORATION
|
||||||
|
| |
|
| |
|
| |
|
|
| |
By:
|
| |
/s/ Chip Holladay
|
|||
|
| |
|
| |
Name:
|
| |
Chip Holladay
|
|
| |
|
| |
Title:
|
| |
Interim Chief Financial Officer and Treasurer
|
|
| |
|
| |
|
| |
|
|
| |
TCPC:
|
||||||
|
| |
|
| |
|
| |
|
|
| |
BLACKROCK TCP CAPITAL CORP.
|
||||||
|
| |
|
| |
|
| |
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|
| |
By:
|
| |
/s/ Erik Cuellar
|
|||
|
| |
|
| |
Name:
|
| |
Erik Cuellar
|
|
| |
|
| |
Title:
|
| |
Chief Financial Officer
|
|
| |
MERGER SUB:
|
||||||
|
| |
|
| |
|
| |
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|
| |
PROJECT SPURS MERGER SUB, LLC
|
||||||
|
| |
|
| |
|
| |
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|
| |
By its Managing Member:
|
||||||
|
| |
|
| |
|
| |
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|
| |
SPECIAL VALUE CONTINUATION PARTNERS, LLC
|
||||||
|
| |
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| |
|
| |
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|
| |
By its Member:
|
||||||
|
| |
|
| |
|
| |
|
|
| |
BLACKROCK TCP CAPITAL CORP.
|
||||||
|
| |
|
| |
|
| |
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|
| |
By:
|
| |
/s/ Erik Cuellar
|
|||
|
| |
|
| |
Name:
|
| |
Erik Cuellar
|
|
| |
|
| |
Title:
|
| |
Authorized Signatory
|
|
| |
BCIA:
|
||||||
|
| |
|
| |
|
| |
|
|
| |
(solely for the purposes of
Section 2.6,
Article V, Section 8.1(g)
and Article XI)
|
||||||
|
| |
|
| |
|
| |
|
|
| |
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC
|
||||||
|
| |
|
| |
|
| |
|
|
| |
By:
|
| |
/s/ James E. Keenan
|
|||
|
| |
|
| |
Name:
|
| |
James E. Keenan
|
|
| |
|
| |
Title:
|
| |
President and Chief Executive Officer
|
|
| |
|
| |
|
| |
|
|
| |
TCP:
|
||||||
|
| |
|
| |
|
| |
|
|
| |
(solely for the purposes of
Section 2.6,
Article V, Section 8.1(g)
and Article XI)
|
||||||
|
| |
|
| |
|
| |
|
|
| |
TENNENBAUM CAPITAL PARTNERS, LLC
|
||||||
|
| |
|
| |
|
| |
|
|
| |
By:
|
| |
/s/ Rajneesh Vig
|
|||
|
| |
|
| |
Name:
|
| |
Rajneesh Vig
|
|
| |
|
| |
Title:
|
| |
Authorized Signatory
|