SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
C/O BLACKROCK KELSO CAPITAL CORPORATION |
40 EAST 52ND STREET |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/17/2013
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3. Issuer Name and Ticker or Trading Symbol
BlackRock Kelso Capital CORP
[ BKCC ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock, par value $0.001 per share |
30,000 |
I |
By Brian D. Finn IRA
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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/s/ Laurence D. Paredes attorney-in-fact for Brian D. Finn |
06/20/2013 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Unassociated Document
POWER OF ATTORNEY
The undersigned hereby authorizes, designates and
appoints Laurence D. Paredes to act as attorney-in-fact to execute and file
statements on Form ID, Form 3 and Form 4 and any successor forms adopted by the
Securities and Exchange Commission, as required by the Securities Act of 1933,
the Securities Exchange Act of 1934 (the “1934 Act”) and the
Investment Company Act of 1940 and the rules thereunder, and to take such other
actions as such attorney-in-fact may deem necessary or appropriate in connection
with such statements, hereby confirming and ratifying all actions that such
attorney-in-fact have taken or may take in reliance hereon. This
power of attorney shall continue in effect until the undersigned no longer has
an obligation to file statements on the forms cited above, or until specifically
terminated in writing by the undersigned.
IN WITNESS WHEREOF, the undersigned has duly executed
this power of attorney on June 20, 2013.
By: /s/ Brian D. Finn
Name: Brian D.
Finn